Our Private Placements team works with the Investment Banking group to originate and structure transactions. Our industry specialties include telecom/media, bio-tech/life sciences, clean-tech energy and oil & gas.
PIPES and related transactions have become an integral part of the capital markets and an important way for smaller and medium-sized companies to raise capital. A PIPE transaction can be structured as a common stock placement, or as preferred stock or debt with equity conversion features. Registered direct transactions allow issuers who are eligible to issue common stock from a “shelf” registration statement the ability to access capital in a matter of days. A well-structured equity line represents the ability to draw funds from a committed pool of capital.
