Enclave has served as a trusted provider of chaperoning services for foreign broker-dealers and other financial institutions since 2007. With a proven track record as a leading chaperoning broker, we have the deep experience necessary to guide our foreign partners through an intricate regulatory landscape. Our expertise in legal and compliance matters is truly unparalleled among U.S. chaperoning brokers, led by our CEO, who brings over thirty years’ experience as a practicing securities lawyer on Wall Street. 

Foreign firms who join our chaperoning platform can solicit and trade directly with large institutional investors in the United States under the foreign firm’s own name, fostering brand recognition without the considerable expense of establishing and maintaining an SEC-registered broker-dealer.  Our foreign partners distribute research, accept orders and conduct a wide range of investment banking activities, including private placements and M&A transactions, with U.S. institutional investors and issuers. And since access to each partner’s customer lists and other proprietary information is strictly limited to our compliance personnel, we are able to maintain the absolute confidentiality of that information.